Self Managed Superannuation Funds Audit Checklist

Fund Name

Copies of the Superannuation Fund Trust Deed and any Amending Deeds	Yes Previously Provided
Copies of Notice to be a Regulated Superannuation Fund	Yes Previously Provided
Copies of Trustees Consent to Act as Trustees and Membership Application Forms	Yes Previously Provided
Copies of Profit & Loss and Balance Sheet Statements as at 30th June	Yes No N/A
Copies of each Members Statement as at 30th June	Yes No N/A
Copies of Taxation Return of the Fund as at 30th June	Yes No N/A
Copies of Minutes in Relation to Investments made during the Year	Yes No N/A
Copies of Minutes in Relation to Benefits Paid During the Year	Yes No N/A
Copies of the most recent Investment Strategy	Yes No N/A
Details of any In House Loans or Related Party Investments	Yes No N/A
Copies of the Trial Balance and Supporting Workpapers as at 30th June	Yes No N/A
Including:
Copies of Dividend Statements for all Shares Held	Yes No N/A
Copies of Tax Statements for Investments with Managed Funds	Yes No N/A
Copies of 30th June Bank Statement(s)	Yes No N/A
Copies of ETP’s where Benefits are Rolled Into the Fund	Yes No N/A
Copies of Group Certificates / ETP's for Benefits Paid by the Fund	Yes No N/A
Copies of Life Insurance Statements showing Premiums Paid and Death Benefit	Yes No N/A
Copies of s82AAT Notice where Self Employed Contributions are made	Yes No N/A
Reconciliation of Accounting Income to Taxable Income	Yes No N/A
Copies of Related Party Unit Trust Financial Accounts and Taxation Returns	Yes No N/A
Confirmation that all assets held by the fund are titled in the name of the fund	Yes No N/A
Copies of Stockbroker Report (if applicable) showing Shares held as at 30th June	Yes No N/A

Contact Name
Firm
Postal Address
Phone
Fax
Email Address